Two Additional Presidential Candidates Subject to Federal Pay-to-Play Rules
By EsqSocial Corporation 24/05/19
In a recent mailing we noted that the following Democratic presidential candidates are covered under federal pay-to-play rules (i.e., SEC 206(4)-5, MSRB G-37, CFTC 23.451 and FINRA 2030) because they are currently elected state or local officials...
By: Skadden, Arps, Slate, Meagher & Flom LLP