News

Corporate Transparency Act – New Interim Final Rule

By EsqSocial Corporation 02/04/25

The U.S. Treasury Department’s Financial Crimes Enforcement Network (“FinCEN”) issued an interim final rule with respect to the Corporation Transparency Act (the “CTA”), exempting entities formed in the United States from the requirement to file beneficial ownership information (“BOI”) reports.

Client Alert: Financial Crimes Enforcement Network (FinCEN) Removes Beneficial Ownership Reporting Requirements for U.S. Companies and U.S. Persons and Sets New Deadlines for Foreign Companies

By EsqSocial Corporation 02/04/25

On March 26, 2025, FinCEN announced that “All entities created in the United States – including those previously known as ‘domestic reporting companies’ – and their beneficial owners are now exempt from the requirement to report beneficial ownership information (BOI) to FinCEN.  Existing foreign

Can Investors Themselves Be Liable For A Failure To Register The Offer And Sale Of Securities?

By EsqSocial Corporation 02/04/25

Section 12(a)(1) of the Securities Act of 1933 imposes liability on sellers of securities who violate that Act's registration and prospectus delivery requirements.  Because the statute refers to sellers, it seems unlikely that investors themselves might have liability under Section 12(a)(1).  Thi

[Video] Great Women in Compliance: Roundtable on The Future of Financial Crime Prevention

By EsqSocial Corporation 02/04/25

In this episode of Great Women in Compliance, hosts Dr. Hemma Lomax and Lisa Fine bring together Patricia Marinho and Maria Luisa Signorini to discuss the future of financial crime prevention.

[Video] Compliance into the Weeds: The Role of Compliance Going Forward

By EsqSocial Corporation 02/04/25

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you looking for some hard-hitting insights on compliance?

[Video] Daily Compliance News: April 2, 2025, The All WSJ Edition

By EsqSocial Corporation 02/04/25

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News—all from the Compliance Podcast Network.

D.C. Circuit Temporarily Halts Reinstatement of NLRB Member Wilcox, Leaving the Board Without a Quorum

By EsqSocial Corporation 01/04/25

On March 28, 2025, the United States Court of Appeals for the District of Columbia Circuit temporarily stayed a prior order by Judge Beryl Howell of the United States District Court for the District of Columbia reinstating National Labor Relations Board Member Gwynne Wilcox after President Trump

A Final Rule Bites the Dust: Federal Court Rules FDA Lacks Authority to Regulate LDTs

By EsqSocial Corporation 01/04/25

The order is in, and the LDT Final Rule is out. In May 2024, the U.S.

Responsibilities and Challenges for CEOs: Insights from Peru

By EsqSocial Corporation 01/04/25

CEOs are the leaders of organisations. They occupy the highest positions in companies. But what are they exposed to beyond meeting the challenges of their business?

Empowered and Ready: How Every ATIXA Interaction Motivates Me 

By EsqSocial Corporation 01/04/25

Everything changed on April 4, 2011, when the Department of Education released the Dear Colleague Letter (DCL). I was the Director of the Office of Institutional Equity at the University of Arizona for this watershed moment in Title IX history....

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