The National Futures Association (the “NFA”) issued Notice I-14-06 providing guidance to its members regarding their Bylaw 1101 obligation to determine the CFTC registration and NFA membership status of persons with whom they engage in certain...
Technological advancements and the expansion of access to health care under the Affordable Care Act have pushed telemedicine to the new frontier of health care delivery. Originally Published in For The Record - February 17, 2014....
Certification Requirement - Companies listed on the Nasdaq Stock Market must certify that they have complied with Nasdaq's listing standards regarding compensation committees by the earlier of 30 days after their 2014 annual meeting (if that...
Whistleblowing tips reported to the Financial Conduct Authority (the “FCA”), one of the UK bodies with responsibility for regulating the financial services industry, have increased 35 per cent in the past 12 months according to information received...
Reputation is a difficult thing to control, especially in the digital age. But online tools can help you wrench a good reputation from the jaws of Internet haters. Since suing over negative reviews has proven to be hit or miss, here are three simple things lawyers can do to take......
Table of Contents: Executive Summary; U.S. Securities and Exchange Commission; and Financial Industry Regulatory Authority. Executive Summary - This Outline highlights key U.S. Securities and Exchange Commission (the “SEC” or the...
In This Issue: Energy and Climate Debate; Congress; Administration; Department of Energy; Department of State; Environmental Protection Agency; Government Accountability Office; International; States; and Miscelleanous. Excerpt from Energy...
Introduction - From the looks of it, 2013 was a very rough year for the National Labor Relations Board (Board)! Last year, we reported that the Board would face some serious legal battles in 2013. Some of those battles are over, and there are...
Despite offering increased opportunities and flexible schedules to women attorneys in recent years, major law firms are still lacking in the diversity and innovative thinking that would make a difficult work environment easier for female associates to navigate, an author and consultant says.
