A Compilation of Enforcement and Non-Enforcement Actions - 02/03/14
By EsqSocial Corporation 03/02/14
SEC Initiates Enforcement Action Against Hedge Fund Adviser - The SEC initiated an administrative proceeding on January 8, 2014 against Patrick G. Rooney (“Rooney”), the sole owner and managing partner of Solaris Management LLC (“Solaris...
By: Foley & Lardner LLP