SEC’s Examination Program Issues a Risk Alert on Investment Adviser Due Diligence Processes
By EsqSocial Corporation 03/02/14
On January 28, 2014, the U.S. Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert entitled: Investment Adviser Due Diligence Processes for Selecting Alternative Investments and their...
By: Sutherland Asbill & Brennan LLP