CFTC 4.13(a)(3) Annual Affirmations Due March 3, 2014
By EsqSocial Corporation 11/02/14
As a reminder, fund managers relying on the exemption from registration with the US Commodity Futures Trading Commission (the “CFTC”) set forth in Rule 4.13(a)(3), commonly referred to as the “de minimis exemption,” must affirm their claim of...
By: Foley Hoag LLP