SEC Charges Securities Law Recidivist In Fraudulent Trading Scheme
By EsqSocial Corporation 20/02/14
The Commission filed another action against a securities law recidivist, this time centered on a fraudulent trading and investment program. SEC v. Lee, Civil Action No. 14CV0347 (S.D. Cal. Filed Feb. 13, 2014). James Lee is an unregistered...
By: Dorsey & Whitney LLP