SEC Acknowledges Ethical Obligations May Preclude Voluntary Reporting Out By Attorneys
By EsqSocial Corporation 21/02/14
In 2003, the Securities and Exchange Commission adopted rules that purportedly immunized attorneys who, subject to specific conditions, reveal confidential information to the SEC. 17 C.F.R. ยง 205.3(d)(2) Technically, the rule permits, but does not...
By: Allen Matkins Leck Gamble Mallory & Natsis