The SEC’s Never-Before Examined Initiative: Are You Ready?
By EsqSocial Corporation 04/03/14
The SEC’s Never-Before Examined Initiative: Are You Ready? On January 9, 2014, the Securities and Exchange Commission’s (the “SEC’s”) Office of Compliance Inspections and Examinations (“OCIE”) published its 2014 National Exam Program (“NEP”)...
By: K&L Gates LLP