Beware the "Bad Actor" - SEC Disqualification and Disclosure Requirements Affect Private Offering Issuers
By EsqSocial Corporation 01/04/14
Effective September 23, 2013, the Securities and Exchange Commission (SEC) implemented Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which provided for expanded liability for "bad actors" in offerings made under Rule...
By: Baker Donelson