FINRA Moves Forward With Proposed Rule Requiring Disclosure Of Recruitment Bonuses
By EsqSocial Corporation 03/04/14
FINRA has submitted a proposal to the SEC to adopt FINRA Rule 2243 (Disclosure and Reporting Obligations Related to Recruitment Practices). In FINRA’s words, Rule 2243 would require, in some cases, “specific disclosure by the recruiting member firm...
By: Burr & Forman