Corporate and Financial Weekly Digest - Volume IX, Issue 19
By EsqSocial Corporation 12/05/14
In this issue: - FINRA Proposes to Amend Rule 11892 - SEC Approves FINRA Rule Change to Limit Self-Trading - FATCA Transitional Relief and Extension of Time for the Implementation of New Account Procedures for Entity Investors - FEC...
By: Katten Muchin Rosenman LLP