Attorney-Adviser
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The Division of Investment Management (IM) regulates investment companies, variable insurance products, and federally registered investment advisers. Types of investment companies include mutual funds, closed-end funds, unit investment trusts, and exchange-traded funds. IM works to support the SEC in its mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
If selected you will join a well-respected team that is responsible for directing the organization, operation, and execution a of all work programs under the area of jurisdiction.
Typical Duties:
Serves as an expert adviser and consultant for the Division of Investment Management with regard to sensitive and complex issues dealing with the operation, management, and regulation of either MMFs (or other investment products that employ fixed income strategies), or BDCs (or entities similar to BDCs, such as private equity funds).
Designs and implements analytical reports about and monitoring programs for the asset management industry, particularly related to either MMFs (or other investment products that employ fixed income strategies), or BDCs (or entities similar to BDCs, such as private equity funds).
Reviews and analyzes data regarding the asset management industry-particularly in the context of MMFs (or other investment products that employ fixed income strategies), or BDCs (or entities similar to BDCs, such as private equity funds)-and reports to senior management on developing risks and related regulatory issues.
Communicates, both orally and in writing, on issues relating to the asset management industry, particularly in the context of either MMFs (or other investment products that employ fixed income strategies) or BDCs (or entities similar to BDCs, such as private equity funds) to internal and external audiences holding divergent and conflicting views, including other federal agencies, the asset management industry, national and international conferences, and other professional experts.