SEC’s OCIE Director Reports Violations Regarding Fees Common at PE Firms
By EsqSocial Corporation 20/05/14
In remarks to a group of compliance officers from investment advisers to private equity funds in New York City, Andrew J. Bowden, the director of the SEC’s Office of Compliance Inspections and Examinations, announced that the Exam staff has...
By: Drinker Biddle & Reath LLP