Looking For The List Of OTC Margin Stocks? You’ll Find It In California’s New LLC Act
By EsqSocial Corporation 22/05/14
When originally enacted, the Securities Exchange Act of 1934 banned brokers and dealers from extending margin credit on over-the-counter (OTC) securities. This changed in 1969 when the Exchange Act was amended. The Federal Reserve determined which...
By: Allen Matkins Leck Gamble Mallory & Natsis