U.S. Appellate Court Overturns Decision Rejecting SEC’s No-Contest Settlement
By EsqSocial Corporation 09/06/14
The United States Court of Appeals for the Second Circuit held on June 4, 2014 that the U.S. Southern District Court of New York “abused its discretion” when it refused to approve a “no-contest” settlement agreement between the U.S. Securities and...
By: Osler, Hoskin & Harcourt LLP