SEC Charges Hedge Fund Adviser with Whistleblower Retaliation under Dodd-Frank
By EsqSocial Corporation 18/06/14
On June 16, 2014, the SEC issued its first-ever charge of whistleblower retaliation under section 922 of the Dodd-Frank Act, charging a hedge fund advisor and its owner with “engaging in prohibited principal transactions and then retaliating against...
By: Orrick - Securities Litigation and Regulatory