Financial Law Insight
By EsqSocial Corporation 17/10/20
In September 2020, the FMA released its Supervision Insights report. The report provides key findings arising from the FMA’s monitoring activity and provides examples and expectations for monitored entities. The FMA’s review was designed to identify deficiencies and breaches, rather than highlight good practices – and accordingly the report focuses on adverse findings. The report notes that while a large part of the industry is working hard to move towards the regulator’s expectations, problem...
By: Dentons