[Audio] Compliance Perspectives: Compliance Officer Liability Risk
By EsqSocial Corporation 23/10/20
Few things send shivers down the spines of compliance officers more than reports that one of their own has been found personally liable for wrongdoing at their organization. And while some have tried to increase those fears, Arielle Swartz Tobin, an associate in the Dallas office of Jones Day, wants to allay them. As she explains in this podcast, most of the fears are unfounded. Individual liability is generally rare and a very low risk for compliance officers in well-established compliance...
By: Society of Corporate Compliance and Ethics