Defending Against Securities Fraud Litigation Triggered by an SEC Investigation
By EsqSocial Corporation 24/10/20
For public and private companies in all industries, the risk of being targeted in a U.S. Securities and Exchange Commission (SEC) investigation is a very real concern. As new and innovative securities offerings continue to be developed, and as more companies wade into these uncharted waters, the SEC is using its investigative authority to scrutinize the offerings of companies ranging from technology startups to blue chip stock issuers that have been listed on U.S. and international securities...
By: Oberheiden P.C.