Structured Thoughts - News For The Financial Services Community - October 2020
By EsqSocial Corporation 30/10/20
On October 28, 2020, the U.S. Securities and Exchange Commission (SEC) Chairman Jay Clayton, together with the directors of three SEC divisions, issued a joint statement relating to complex financial products. The statement relates to a fairly broad group of products, but addresses in particular a number of sophisticated leveraged and inverse structured products, including ETFs and exchang- traded notes (ETNs)... Please see full Newsletter below for more information....
By: Morrison & Foerster LLP