[Video] The Six Elements of an Effective Compliance Program: Part 1 - Risk Assessments: Understanding and Managing Key Compliance Risks
By EsqSocial Corporation 02/11/20
Welcome to a special five-part podcast series, The Six Elements of an Effective Compliance Program. This podcast series is sponsored by StoneTurn Group, LLP. To celebrate Corporate Compliance and Ethics Week, we will consider each of the six elements required for an effective compliance program. They include: Risk Assessment, Governance and Structure, Policies Procedures and Controls, Training and Education, Oversight and Reporting, and Response and Enhancements. Over this five-part podcast...
By: Thomas Fox