CFTC Issues New Enforcement Guidance on Cooperation Recognition in Its Orders
By EsqSocial Corporation 05/11/20
On October 29, 2020, the Commodity Futures Trading Commission (CFTC) Division of Enforcement (Division) issued a memorandum (Guidance) providing guidance for Division staff to follow when recommending the recognition of an entity’s self-reporting, cooperation or remediation in CFTC orders settling administrative enforcement proceedings....
By: Skadden, Arps, Slate, Meagher & Flom LLP