FINRA Zoom Hearing Goes BOOM!
By EsqSocial Corporation 05/11/20
Attentive readers will recall that a couple of weeks ago, I mentioned in a preface to great post from Chris about expungement becoming an endangered creature due to changes in FINRA rule that I was about to embark on a two-week FINRA Enforcement hearing, all done by Zoom, by consent. I promised to provide some feedback, so here it is......
By: Ulmer & Berne LLP