FCA Started First Consultation on the Implementation of Investment Firms Prudential Regime
By EsqSocial Corporation 17/12/20
On 14 December 2020, the Financial Conduct Authority (“FCA”) published the first out of three consultation papers on the implementation of the Investment Firms Prudential Regime (“IFPR”) (CP20/24) in relation to a new UK prudential regime for investment firms authorised under the Markets in Financial Instruments Directive (EU/2014/65) (“MiFID”)....
By: Proskauer Rose LLP