What If FINRA Held An Election And Nobody Came?
By EsqSocial Corporation 18/12/20
Not too long ago, I posted a blog complaining that FINRA’s Nominating Committee had basically abdicated its responsibility to identify suitable candidates for certain seats on FINRA’s Board. Perhaps not surprisingly, I never heard – from anyone, but least of all FINRA itself – why the Nominating Committee had punted. But, I put my head down and went on with my life, such as it is these days, content merely – as my law school professors would say – to have spotted the issue......
By: Ulmer & Berne LLP