New York streamlines and modernizes Regulation D filing procedures
By EsqSocial Corporation 22/12/20
New York recently adopted new rules to, among other things, eliminate its cumbersome and confusing Form 99 blue sky notification filing requirement for many Regulation D offerings and instead require electronic notice filings on Form D for those offerings. New York’s Martin Act previously required companies to manually file an originally-signed Form 99 before offering or selling private placement securities to New York investors....
By: Bryan Cave Leighton Paisner