SEC Adopts Modernized Marketing Rule for Investment Advisers
By EsqSocial Corporation 28/12/20
On December 22, 2020, the Securities and Exchange Commission announced it had finalized reforms under the Investment Advisers Act to modernize rules that govern investment adviser advertisements and payments to solicitors. The amendments create a single rule that replaces the current advertising and cash solicitation rules. The final rule is designed to comprehensively and efficiently regulate investment advisers’ marketing communications....
By: Foley & Lardner LLP