[Audio] 31 Days to a More Effective Compliance Program - Compliance training from the movies
By EsqSocial Corporation 30/12/20
If there is one truism from the practices of law which translates to the practice of compliance it is that you are only limited by your own imagination. This holds true in the 360-degree realm of communication in compliance, as communications obviously comes in many forms. Many compliance practitioners will well remember the 2012 Morgan Stanley declination. In this first declination made public, the DOJ recognized Morgan Stanley for emailing out 35 compliance reminders to Garth Peterson over...
By: Thomas Fox