SEC Action on Misleading COVID-19 Disclosures: Implications for the Municipal Market
By EsqSocial Corporation 31/12/20
Summary - The U.S. Securities and Exchange Commission (SEC) announced earlier this month it settled charges against a corporate issuer of registered securities for misleading disclosures about the impact of the COVID-19 pandemic on its business operations and financial condition in connection with its required Form 8-K filings....
By: Ballard Spahr LLP