[Audio] 31 Days to a More Effective Compliance Program - Day 2 | Continuous Monitoring and Continuous Improvement

I want to next focus specifically on the tactical steps of moving towards both continuous monitoring and continuous improvement of your compliance program. These twin concepts are perhaps the biggest modifications in the 2020 Update. The changes began in Section 1- Risk Assessments. The question-by-question analysis begins with “Is the periodic review limited to a “snapshot” in time or based upon continuous access to operational data and information across functions?” Do you have access to...
By: Thomas Fox

Compliance Evangelist