[Audio] 31 Days to a More Effective Compliance Program - Day 8 | Internal Controls and Compliance
By EsqSocial Corporation 08/01/21
What are internal controls? The best definition I have come across is from Jonathan Marks who defined internal controls as: An internal control is an action or process of interlocking activities designed to support the policies and procedures detailing the specific preventative, detective, corrective, directive and corroborative actions required to achieve the desired process outcomes or the objectives(s). This, along with continuous auditing, continuous monitoring and training reasonably...
By: Thomas Fox