Recent Amendments To The Securities Exchange Act Of 1934 Strengthen The SEC’s Disgorgement Powers
By EsqSocial Corporation 15/01/21
On Jan. 1, 2021, the U.S. Congress passed amendments to the Securities Exchange Act of 1934 (Exchange Act) that significantly expand the U.S. Securities and Exchange Commission’s (SEC) authority to recover disgorgement of any “unjust enrichment” received by individuals and entities that violate the federal securities laws......
By: Lowenstein Sandler LLP