Corporate & Financial Weekly Digest, Featuring Articles on SEC proposes amendments to Rule 144, Elad Roisman named Acting Chairman of SEC and the FCA publishes statement on use of TTP to modify UK DTO
By EsqSocial Corporation 15/01/21
SEC/CORPORATE - SEC Proposes Rule 144 Tacking Amendments - On December 22, 2020, the Securities and Exchange Commission voted to propose amendments to Rule 144 under the Securities Act of 1933 (the Securities Act) relating to tacking of holding periods for certain “marketadjustable securities.” Under the proposed rules, the Rule 144 holding period with respect to the underlying securities of these market adjustable securities would not commence until such securities are acquired from the...
By: Katten Muchin Rosenman LLP