Investment Management, Trading & Markets Updates – January 2021
By EsqSocial Corporation 18/01/21
SEC Final Rule on Derivatives Use by Registered Funds and BDCs - On October 28, 2020, the SEC passed a final rule to modernize the regulatory framework for derivatives used by registered investment companies, including mutual funds (other than money market funds), exchange-traded funds, and closed-end funds, as well as business development companies....
By: Alston & Bird