[Audio] 31 Days to a More Effective Compliance Program-Day 21 Continuous improvement in a compliance program
By EsqSocial Corporation 21/01/21
The 2020 Update was very clear about the need for continuous improvement in any compliance program. It stated quite succinctly, “One hallmark of an effective compliance program is its capacity to improve and evolve. The actual implementation of controls in practice will necessarily reveal areas of risk and potential adjustment. A company’s business changes over time, as do the environments in which it operates, the nature of its customers, the laws that govern its actions, and the applicable...
By: Thomas Fox