[Video] Compliance into the Weeds: GameStop and Compliance
By EsqSocial Corporation 03/02/21
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Today we consider the GameStop matter through the lens of the compliance profession. Some of the issues we consider are: What is the background? What are the compliance implications of this matter? Is this a black swan event or just ‘business as usual? Short sellers in the bulls-eye? The role of the regulators? Who are...
By: Thomas Fox