SEC Warns of Potentially Misleading ESG Investing Statements
By EsqSocial Corporation 23/04/21
On April 9, 2021, the U.S. Securities and Exchange Commission (SEC) Division of Examinations released a risk alert for investment advisers and funds related to environmental, social and governance (ESG) investing. The ESG Risk Alert provides (i) observations of deficiencies and internal control weaknesses from examinations of investment advisers and funds regarding ESG investing, (ii) effective practices from such examinations, (iii) risk areas to assist firms in developing and enhancing their...
By: Faegre Drinker Biddle & Reath LLP