FCA Consults on Changes to UK MiFID Conduct and Organisational Requirements
By EsqSocial Corporation 29/04/21
The consultation proposes changes to rules on research and best execution reporting. On 28 April 2021, the FCA published a Consultation Paper (CP21/9) on proposed changes to UK MiFID relating to research unbundling and best execution - two areas covered by the EU “quick fix” changes to MiFID II last summer....
By: Latham & Watkins LLP