2021 Investment Adviser Update
By EsqSocial Corporation 18/05/21
Into The Flood Again, Same Old Trip It Was Back Then - The rules and regulations governing private equity and hedge fund advisers continue to develop in response to changes in technology. As a result, advisers are subject to an ever-increasing degree of supervision by the Securities and Exchange Commission (SEC) and self-regulatory organizations. Investment advisers registered with the SEC (each an RIA) are subject to certain annual requirements under the Investment Advisers Act of 1940...
By: Robinson & Cole LLP