Insights into the States' 2021 BD Examination, Enforcement Priorities
By EsqSocial Corporation 20/05/21
Putting Teeth on Reg BI (to take a bite out of complex products sales), Protecting Seniors (from romance scams, affinity frauds, and rogue POAs), Scrutinizing Bank-Based Reps, DBAs, and Remote Supervision, and the beginning of the end of COVID-Regulatory Relief...
By: Kilpatrick Townsend & Stockton LLP