SUPERVISORY ATTORNEY-ADVISER
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Position: SUPERVISORY ATTORNEY ADVISER Location: Miami, FL Salary: $159,377 - $272,100 per year Open & closing dates: 08/11/2023 to 08/25/2023 Job Link: https://www.usajobs.gov/job/742897100 Summary The Division of Examinations - Miami Regional Office is filling two positions for a Supervisory Attorney-Adviser, SK-0905-17 in Miami, FL. Conditions of Employment CITIZENSHIP: This position is open to US Citizens. You must possess a J.D. or LL.B Degree. You must be an active member of the bar in good standing At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, inclusion and accessibility (DEIA) and value a workforce that reflects the diverse experiences and perspectives of the communities we serve. As such, we welcome applications from qualified individuals of all backgrounds who share our commitment to public service. The Division of Examinations' mission is to protect investors, ensure market integrity and support responsible capital formation through risk-focused strategies that: (1) improve compliance; (2) prevent fraud; (3) monitor risk; and (4) inform policy. The results of the Division's examinations are used by the SEC to inform rule-making initiatives, identify and monitor risks, improve industry practices and pursue misconduct. If selected, you will join a well-respected team that is responsible for supporting EXAMS' mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority. As a Supervisory Attorney-Adviser you will be: Plan and assign work, advise on program goals and objectives, make decisions on work problems, and organize and monitor the flow of work for the assigned programs in order to achieve the most effective results within a complex environment; Direct staff performing extensive and extremely complex inspections or examinations on activities of self-regulatory organizations, broker-dealers, transfer agents, clearing agencies, investment companies, and/or investment advisers, working with the field offices, reviewing reports and recommendations; In the capacity of legal adviser and counselor, attend and participate in meetings and conferences where crucial policy formulation, procedural development, and program planning matters are discussed and agency positions developed; Provide executive leadership and management of the staff and work products by maintaining and exhibiting knowledge, insight, and understanding of the assigned specialized segment of the market; monitor new or unchartered marketing or financial techniques and developments that impacts SEC decisions; and Represent the agency in high level meetings, conferences, and presentations involving a wide range of participants such as regulatory or law enforcement agencies; state, local, national, or international government offices; private industry; and the academic community. All qualification requirements must be met by the closing date of this announcement. Additional information and the link to the application can be found here: https://www.usajobs.gov/job/742897100