Orrick's Financial Industry Week In Review - November 12, 2013
By EsqSocial Corporation 12/11/13
CFTC Proposed Rule on Commodity Pools - On November 5, the CFTC issued a proposed rule that would require that all registered introducing brokers (IBs), commodity pool operators (CPOs) and commodity trading advisors (CTAs) become and remain...
By: Orrick, Herrington & Sutcliffe LLP