Client Reminder: Required Gross Short Position and Activity Reporting by Institutional Investment Managers on Form SHO
By EsqSocial Corporation 20/01/25
Seward & Kissel is reminding its clients about the recent January 2, 2025 compliance date for new Rule 13f-2 (the “New Rule”) under the Securities Exchange Act of 1934 (the “Exchange Act”), as well as related reporting on Form SHO. In particular, under the New Rule, an “institutional investment manager” (each, a “Manager”) that meets or exceeds the applicable reporting threshold set forth in the New Rule (each, a “Reporting Threshold”) in respect of an equity security during a month is required...
By: Seward & Kissel LLP