Hedge Fund Administrator Enters Into First Individual Deferred Prosecution Agreement With SEC
By EsqSocial Corporation 13/11/13
The SEC announced a deferred prosecution agreement, or DPA, with a former hedge fund administrator who helped the agency take action against a hedge fund manager who allegedly stole investor assets. According to the SEC’s DPA with Scott Herckis –...
By: Leonard, Street and Deinard - Dodd-Frank and