“Red Flags” Of Market Manipulation And Effective Compliance Programs
By EsqSocial Corporation 14/11/13
Last week current and former supervisory personnel in the Enforcement Divisions of the Commodity Futures Trading Commission and Federal Energy Regulatory Commission spoke – at an Energy Bar luncheon – about (1) the “red flags” of possible...
By: Leonard, Street and Deinard - Dodd-Frank and