SEC Releases New FAQs On General Solicitation

On November 13, 2013, the SEC released new compliance and disclosure interpretations (which we’re calling FAQs) aimed at addressing common questions relating to private offerings that make use of general solicitation under new Rule 506(c) and Rule...
By: Leonard, Street and Deinard - Dodd-Frank and

Leonard, Street and Deinard - Dodd-Frank and