Uniform Fiduciary Standard Still a Priority, But No Timeline Yet
By EsqSocial Corporation 15/11/13
Both the SEC and FINRA believe that the question of whether a uniform fiduciary standard should be imposed on broker-dealers and investment advisers needs to be resolved. The problem is, neither one seems to have a view about when that might happen....
By: Morrison & Foerster LLP - Broker-Dealer