NFA Requires Notice Filing from Registered Fund CPOs Reporting on a Consolidated Basis for Registered Fund Pools and Their Wholly-Owned CFC Subsidiaries under CFTC Relief No-Action Relief
By EsqSocial Corporation 21/11/13
The National Futures Association (the “NFA”) issued Notice to Members I-13-36 (the “NFA Notice”) which is directed at any commodity pool operator (“CPO”) of a registered investment company (a “RIC”) that has filed a notice with the CFTC claiming the...
By: Goodwin Procter LLP