"UK Regulators Begin the Shake-Up of Asset Managers’ Use of Dealing Commission"
By EsqSocial Corporation 02/12/13
On 25 November 2013, the U.K.’s Financial Conduct Authority (the FCA) issued a consultation paper proposing new rules to clarify the circumstances in which U.K. asset managers can currently pay dealing commission (CP13/17). (Dealing commission is...
By: Skadden, Arps, Slate, Meagher & Flom LLP